Prudential Financial Planning Services, a division of Pruco Securities, LLC, offers various fee-based investment advisory programs that can aid you in reaching your investment goals via Pruco COMMAND.
Brokerage accounts are ideal for helping you meet many of your investment needs. Investment products available through the COMMAND and Investor accounts include Mutual Funds, Certificates of Deposit (CDs), 2 Unit Investment Trusts (UITs), Exchange-Traded Funds (ETFs), 3 Stocks, 3 and Bonds. 3 CDs are issued by various outside financial institutions and are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 principal and accrued interest combined, per depositor (investor), per depository institution (issuer), for all deposits held in the same insurable capacity. For more information on FDIC coverage, please visit the website at www.fdic.gov. CDs offer a fixed rate of return, while the return and principal value of other investments will fluctuate with changing market conditions.
For information or instructions on buying or selling any of these products, as well as any minimum investment amounts, you may speak to your Prudential financial professional.
Regarding investment products offered through Pruco Securities, LLC, investors should consider the investment's objectives, risks, and charges and expenses carefully before investing. Mutual funds and Unit Investment Trusts are offered by prospectus only. The prospectus contains this and other information about the investment company. Please read the prospectus carefully before purchasing a product. A copy of the prospectus(es) may be obtained from the fund company's website. Product purchases are subject to additional fees and commissions.
It is possible to lose money by investing in securities.
1 These products are only available to clients of certain financial professionals. These financial professionals are
those who are properly licensed and have met the qualifications and eligibility requirements set by Pruco Securities, LLC.
2 If you need to sell a CD prior to maturity, you may be able to do so in the secondary market. Pruco Securities' clearing firm maintains a secondary market in CDs and it intends to continue doing so, although it is not obligated to do so. The price you receive in the secondary market may be higher or lower than the price you originally paid for the CD, depending on market conditions. CDs are not appropriate for routine trading. If you purchase a CD, you should generally do so with the intention of holding it until maturity. Generally, CDs should not be withdrawn prior to maturity since penalties will be applied.
3 Pruco Securities, LLC provides clients the ability to buy, sell and hold general securities (e.g. stocks, bonds, and ETFs) on an accommodation basis only and only with representatives who meet Pruco Securities' licensing and eligibility requirements. Pruco Securities and its representatives do not make buy, sell, or hold recommendations that involve general securities transactions.
Neither Pruco Securities, LLC nor its financial professionals render tax or legal advice. Please consult with your attorney, accountant, and/or tax professional for advice concerning your particular situation.
Securities products and services are offered through Pruco Securities, LLC, 751 Broad Street, Newark, NJ 07102, a Prudential Financial company. Member FINRA, SIPC. Prudential, the Prudential logo, and the Rock symbol are service marks of Prudential Financial, Inc. and its related entities, registered in many jurisdictions worldwide. Pruco Securities, LLC clears its trades through National Financial Services LLC, a Fidelity Investments ® company.